-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SM7hOb1ujd0GtyjWN4ooxTj3s84ZRwrSxqAy6cCDyy929l+g0DQ7gfOugn2/R1l9 +4L2AmAZy3BCakg3Qp/6ZA== 0000930661-02-001401.txt : 20020430 0000930661-02-001401.hdr.sgml : 20020430 ACCESSION NUMBER: 0000930661-02-001401 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020430 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GMX RESOURCES INC CENTRAL INDEX KEY: 0001127342 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731534474 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-62077 FILM NUMBER: 02626715 BUSINESS ADDRESS: STREET 1: ONE BENHAM PLACE STREET 2: SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 BUSINESS PHONE: 4056000711 MAIL ADDRESS: STREET 1: ONE BENHAM PLACE STREET 2: SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KENWORTHY KEN L SR CENTRAL INDEX KEY: 0001172352 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9400 NORTH BROADWAY SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 MAIL ADDRESS: STREET 1: 9400 NORHT BROADWAY SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 SC 13G 1 dsc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._____)* GMX Resources Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.001 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 38011M108 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 38011M108 13G Page 1 of 4 Pages CUSIP NO. 38011M108 --------- - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS. Ken L. Kenworthy, Sr. S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS. ###-##-#### - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER 967,324 NUMBER OF SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER 967,324 REPORTING PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 WITH - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 967,324 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------ CUSIP NO. 38011M108 13G Page 2 of 4 Pages Item 1 (a) Name of Issuer: GMX Resources Inc. (b) Address of Issuer's Principal Executive Offices One Benham Place 9400 N. Broadway, Suite 600 Oklahoma City, OK 73114 Item 2 (a) Name of Person Filing: Ken L. Kenworthy, Sr. (b) Address of Principal Business Office: One Benham Place 9400 N. Broadway, Suite 600 Oklahoma City, OK 73114 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, Par Value $.0001 per share (e) CUSIP Number: 38011M108 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with (S)240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with (S)240.13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 967,324 (b) Percent of class: 14.8% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 967,324 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 967,324 (iv) Shared power to dispose or to direct the disposition of: 0 CUSIP NO. 38011M108 13G Page 3 of 4 Pages Item 5. Ownership of 5 Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of a Group: Not Applicable Item 10. Certification By signing below, the undersigned certifies that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April 11, 2002. /s/ KEN L. KENWORTHY, SR. ---------------------------------- Ken L. Kenworthy, Sr. CUSIP NO. 38011M108 13G Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----